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Andrew Jacob Smith

Ameriprise Financial Services, LLC

Eugene, OR

Eugene, OR

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-28
  • TX RA
    APPROVED
    Since 2025-02-28

Branch Locations

2260 Oakmont Way Ste 5, Eugene, OR 97401-5524 • United States

Eugene, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jaqua Center For Student Athletes - University Of Oregon Eugene OR 02/2014 12/2016
The Wireless Source - Verizon Eugene OR 05/2015 09/2017
Morgan Stanley Eugene OR 09/2017 10/2019
Morgan Stanley Private Bank, National Association New York NY 10/2017 10/2019
Ameriprise Financial Services, Inc. Eugene OR 11/2019 03/2020
Ameriprise Financial Services, Llc Eugene OR 03/2020 Present
  • 02/2014 → 12/2016
    Jaqua Center For Student Athletes - University Of Oregon
    Eugene, OR
  • 05/2015 → 09/2017
    The Wireless Source - Verizon
    Eugene, OR
  • 09/2017 → 10/2019
    Morgan Stanley
    Eugene, OR
  • 10/2017 → 10/2019
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 11/2019 → 03/2020
    Ameriprise Financial Services, Inc.
    Eugene, OR
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Eugene, OR
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-20
  • S66 Uniform Combined State Law Examination
    2017-09-20
Designations
Other Names
  • Aj Smith

View on SEC IAPD

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Monica Vaughn Fisher
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Other Offices

ROEHL & YI INVESTMENT ADVISORS, LLC · EUGENE, OR
FINANCIAL FACILITATORS, INC. · EUGENE, OR
UBS FINANCIAL SERVICES INC. · EUGENE, OR
CETERA INVESTMENT ADVISERS LLC · EUGENE, OR
EDWARD JONES · EUGENE, OR
CETERA INVESTMENT ADVISERS LLC · EUGENE, OR
CETERA INVESTMENT ADVISERS LLC · EUGENE, OR
CETERA INVESTMENT ADVISERS LLC · EUGENE, OR

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