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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-12-07 |
| CA | RA | APPROVED | 2022-10-17 |
| TX | RA | APPROVED | 2022-10-17 |
Branch Locations
555 California Street Pwm, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Corte Madera | CA | 03/2021 | 09/2022 |
| Charles Schwab Bank, Ssb | Corte Madera | CA | 03/2021 | 09/2022 |
| Unemployed | Tiburon | CA | 05/2020 | 03/2021 |
| University Of Alabama | Tuscaloosa | AL | 08/2016 | 05/2020 |
| Aravive Inc | Palo Alto | CA | 05/2019 | 07/2019 |
| University Of Alabama Recreation | Tuscaloosa | AL | 03/2018 | 11/2018 |
| 24 Hour Fitness | Larkspur | CA | 06/2018 | 08/2018 |
| Morgan Stanley Wealth Management | Burlingame | CA | 06/2017 | 09/2017 |
| Mill Valley Recreation | Mill Valley | CA | 06/2016 | 08/2017 |
| Morgan Stanley | San Francisco | CA | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 2021-06-28 |
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