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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-11-20
IA RA APPROVED 2024-11-03
CA RA APPROVED 2024-10-21
NV RA APPROVED 2024-10-21
FL RA APPROVED 2024-10-18
TX RA APPROVED 2024-10-17
MA RA APPROVED 2024-10-03
NJ RA APPROVED 2024-09-18
CT RA APPROVED 2024-09-17
MS RA APPROVED 2024-09-17
NY RA APPROVED 2024-09-17
  • PA RA
    APPROVED
    Since 2024-11-20
  • IA RA
    APPROVED
    Since 2024-11-03
  • CA RA
    APPROVED
    Since 2024-10-21
  • NV RA
    APPROVED
    Since 2024-10-21
  • FL RA
    APPROVED
    Since 2024-10-18
  • TX RA
    APPROVED
    Since 2024-10-17
  • MA RA
    APPROVED
    Since 2024-10-03
  • NJ RA
    APPROVED
    Since 2024-09-18
  • CT RA
    APPROVED
    Since 2024-09-17
  • MS RA
    APPROVED
    Since 2024-09-17
  • NY RA
    APPROVED
    Since 2024-09-17

Branch Locations

136-20 38Th Avenue Unit 8J, Flushing, NY 11354 • United States

Roslyn, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bentley University Waltham MA 06/2014 05/2018
Elim Consulting Group Flushing NY 06/2016 09/2016
Axa Advisors Llc New York NY 06/2017 09/2017
N/A Roslyn NY 05/2018 11/2018
Ubs Financial Services Inc. Weehawken NJ 12/2018 05/2019
Ubs Financial Services Inc. New York NY 10/2019 09/2021
N/A Roslyn NY 05/2019 10/2019
Equitable Advisors Llc New York NY 09/2021 09/2024
Guardian Life Insurance Flushing NY 09/2024 Present
Park Avenue Securities Flushing NY 09/2024 Present
Guardian Life Insurance Roslyn NY 09/2024 Present
Park Avenue Securities Roslyn NY 09/2024 Present
  • 06/2014 → 05/2018
    Bentley University
    Waltham, MA
  • 06/2016 → 09/2016
    Elim Consulting Group
    Flushing, NY
  • 06/2017 → 09/2017
    Axa Advisors Llc
    New York, NY
  • 05/2018 → 11/2018
    N/A
    Roslyn, NY
  • 12/2018 → 05/2019
    Weehawken, NJ
  • 10/2019 → 09/2021
    New York, NY
  • 05/2019 → 10/2019
    N/A
    Roslyn, NY
  • 09/2021 → 09/2024
    New York, NY
  • 09/2024 → Present
    Guardian Life Insurance
    Flushing, NY
  • 09/2024 → Present
    Park Avenue Securities
    Flushing, NY
  • 09/2024 → Present
    Guardian Life Insurance
    Roslyn, NY
  • 09/2024 → Present
    Park Avenue Securities
    Roslyn, NY
Previous Registrations
Other Businesses

1. EZ Pension Services, LLC, Officer, Start: 02/09/2023, Address: 136-20 38th Avenue, Suite 8I, Flushing, NY 11354, 40 total hours per month, 20 during securities trading hours, Less than 10% annual compensation, Not investment related, 2. Executor of Father's Estate, Start: 02/09/2023, Address: N/A, 15 total hours per month, 15 during securities trading hours, No annual compensation, Not investment related, 3. Trustee, JCF Descendants Trust, JCF Family Trust, Start: 02/09/2023, Address: N/A 10 total hours per month, 0 during securities trading hours, No annual compensation, Not investment related, 4. Outside Insurance, Start: 3/9/26, Nature: Insurance outside of Guardian, Address: 136-20 38th Ave Suite 8J Flushing, NY 11354, Duties: Broker/Selling insurance products other than Guardian, 2 total hours per month; 1 during securities trading hours, Investment Related,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-17
  • S66 Uniform Combined State Law Examination
    2019-06-17
Other Names
  • Zach Fu

View on SEC IAPD

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