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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-11-20 |
| IA | RA | APPROVED | 2024-11-03 |
| CA | RA | APPROVED | 2024-10-21 |
| NV | RA | APPROVED | 2024-10-21 |
| FL | RA | APPROVED | 2024-10-18 |
| TX | RA | APPROVED | 2024-10-17 |
| MA | RA | APPROVED | 2024-10-03 |
| NJ | RA | APPROVED | 2024-09-18 |
| CT | RA | APPROVED | 2024-09-17 |
| MS | RA | APPROVED | 2024-09-17 |
| NY | RA | APPROVED | 2024-09-17 |
Branch Locations
136-20 38Th Avenue Unit 8J, Flushing, NY 11354 • United States
Roslyn, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bentley University | Waltham | MA | 06/2014 | 05/2018 |
| Elim Consulting Group | Flushing | NY | 06/2016 | 09/2016 |
| Axa Advisors Llc | New York | NY | 06/2017 | 09/2017 |
| N/A | Roslyn | NY | 05/2018 | 11/2018 |
| Ubs Financial Services Inc. | Weehawken | NJ | 12/2018 | 05/2019 |
| Ubs Financial Services Inc. | New York | NY | 10/2019 | 09/2021 |
| N/A | Roslyn | NY | 05/2019 | 10/2019 |
| Equitable Advisors Llc | New York | NY | 09/2021 | 09/2024 |
| Guardian Life Insurance | Flushing | NY | 09/2024 | Present |
| Park Avenue Securities | Flushing | NY | 09/2024 | Present |
| Guardian Life Insurance | Roslyn | NY | 09/2024 | Present |
| Park Avenue Securities | Roslyn | NY | 09/2024 | Present |
1. EZ Pension Services, LLC, Officer, Start: 02/09/2023, Address: 136-20 38th Avenue, Suite 8I, Flushing, NY 11354, 40 total hours per month, 20 during securities trading hours, Less than 10% annual compensation, Not investment related, 2. Executor of Father's Estate, Start: 02/09/2023, Address: N/A, 15 total hours per month, 15 during securities trading hours, No annual compensation, Not investment related, 3. Trustee, JCF Descendants Trust, JCF Family Trust, Start: 02/09/2023, Address: N/A 10 total hours per month, 0 during securities trading hours, No annual compensation, Not investment related, 4. Outside Insurance, Start: 3/9/26, Nature: Insurance outside of Guardian, Address: 136-20 38th Ave Suite 8J Flushing, NY 11354, Duties: Broker/Selling insurance products other than Guardian, 2 total hours per month; 1 during securities trading hours, Investment Related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-17 |
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