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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-05-29
NY RA APPROVED 2025-01-02
TX RA APPROVED 2024-02-29
NJ RA APPROVED 2021-03-17
  • PA RA
    APPROVED
    Since 2025-05-29
  • NY RA
    APPROVED
    Since 2025-01-02
  • TX RA
    APPROVED
    Since 2024-02-29
  • NJ RA
    APPROVED
    Since 2021-03-17

Branch Locations

Morris Plains, NJ • United States

51 John F Kennedy Pkwy, Short Hills, NJ 07078 • United States

100 Campus Dr Division - Mid Atlantic, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wayne NJ 01/2020 Present
Barnes & Noble Princeton NJ 10/2019 03/2020
Euro Futbol Academy Elmwood Park NJ 08/2019 10/2019
Unemployed Andover NJ 01/2019 08/2019
Keystone College La Plume PA 08/2018 12/2018
Unemployed Andover NJ 05/2018 08/2018
Keystone College La Plume PA 08/2014 05/2018
Bank Of America Merrill Lynch New York City NY 06/2017 08/2017
Keystone College La Pluma PA 09/2017 05/2018
Keystone College La Plume PA 01/2015 05/2017
  • 01/2020 → Present
    Wayne, NJ
  • 10/2019 → 03/2020
    Barnes & Noble
    Princeton, NJ
  • 08/2019 → 10/2019
    Euro Futbol Academy
    Elmwood Park, NJ
  • 01/2019 → 08/2019
    Unemployed
    Andover, NJ
  • 08/2018 → 12/2018
    Keystone College
    La Plume, PA
  • 05/2018 → 08/2018
    Unemployed
    Andover, NJ
  • 08/2014 → 05/2018
    Keystone College
    La Plume, PA
  • 06/2017 → 08/2017
    Bank Of America Merrill Lynch
    New York City, NY
  • 09/2017 → 05/2018
    Keystone College
    La Pluma, PA
  • 01/2015 → 05/2017
    Keystone College
    La Plume, PA
Other Businesses

I*4144266, Entity Type: , Name of OBA: W H, Address: Shoreham, New York, 11786, Investment Related: N, Position, Title, Association: Executor, Employee Start Date: 02/18/2026, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-15
  • S66 Uniform Combined State Law Examination
    2021-03-15
Other Names
  • Frank Edward Heter
  • Frank Edward Heter

View on SEC IAPD

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