Edward Ranieri

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2022-05-18

PA RA
APPROVED

Since 2022-05-18

Branch Locations

4500 Pennell Rd, Aston, PA 19014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cuna Brokerage Services, Inc.	Waverly	IA	01/1999	Present
Cuna Mutual Group	Waverly	IA	01/1999	Present
Lpl Financial Llc	Aston	PA	05/2022	Present

01/1999 → Present

Cuna Brokerage Services, Inc.

Waverly, IA
01/1999 → Present

Cuna Mutual Group

Waverly, IA
05/2022 → Present

Lpl Financial Llc

Aston, PA

Previous Registrations

2004-07-20 → 2022-05-18

Cuna Brokerage Services, Inc.

Aston, PA

Aston, PA

Other Businesses

1. 05-18-2022-Sun East Retirement and Investment Services- Investment Related-AT Reported Business Location(s)- DBA for LPL Business (entity for LPL business)-

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-07-19
S63	Uniform Securities Agent State Law Examination	1999-04-06

S65 Uniform Investment Adviser Law Examination

2004-07-19
S63 Uniform Securities Agent State Law Examination

1999-04-06

View on SEC IAPD