Best Investors
Account
Sign in
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2025-08-25 |
Branch Locations
20 International Dr, Portsmouth, NH 03801 • United States
200 Mcgregor St, Manchester, NH 03102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| St. Mary's Bank | Manchester | NH | 11/2021 | Present |
| Portsmouth Gas Light Company | Portsmouth | NH | 07/2022 | Present |
| Lpl Financial Llc | Manchester | NH | 05/2025 | Present |
| Northway Bank | Portsmouth | NH | 04/2019 | 11/2021 |
| Hannaford | Dover | NH | 06/2013 | 01/2021 |
| John Hancock | Portsmouth | NH | 01/2018 | 05/2018 |
| Turning Point Usa | Durham | NH | 01/2018 | 05/2018 |
| The Beacon Retirement Group | Dover | NH | 05/2017 | 11/2017 |
1. Start Date : 02/20/2025 - Notary - Notary - Investment Related - Portsmouth, NH 03801 - 0 Hrs/Mth - 0 Hrs During Trading - time Spent: 1 2. Start Date : 05/13/2025 - St. Mary's Financial Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading - time Spent: 0 3. Start Date : 07/04/2022 - Portsmouth Gas Light - Outside/W-2 Employment - Not Investment Related - Portsmouth, NH 03801 - 20 Hrs/Mth - 0 Hrs During Trading - time Spent: 0 4. Start Date : 11/29/2021 - St. Mary's Bank - Financial Institution Duty - Investment Related - Portsmouth, NH 03801 - 80 Hrs/Mth - 4 Hrs During Trading - time Spent: 49 5. Start Date : 09/01/2018 - Living Legacy Financial Group - Non-Variable Insurance trails only - Investment Related - Middleton, Ma 01949 - 0 Hrs/Mth - 0 Hrs During Trading - time Spent: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-22 |
Reach out to this advisor