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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-02-04 |
| TX | RA | APPROVED | 2021-01-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Penn State University | University Park | PA | 09/2014 | 10/2018 |
| Axa Advisors, Llc | New York | NY | 10/2018 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 10/2018 | 01/2021 |
| Ameriprise Financial Services, Llc | Jersey City | NJ | 01/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 2018-12-21 |
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