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Peggy Diane Faulk

Charles Schwab & Co., Inc.

Westlake, TX

New Braunfels, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-01
  • TX RA
    APPROVED
    Since 2022-02-01

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

New Braunfels, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. New Braunfels TX 06/2017 Present
N/A Houston TX 06/2016 06/2017
Charles Schwab Bank, Ssb New Braunfels TX 08/2018 Present
  • 06/2017 → Present
    Charles Schwab & Co., Inc.
    New Braunfels, TX
  • 06/2016 → 06/2017
    N/A
    Houston, TX
  • 08/2018 → Present
    Charles Schwab Bank, Ssb
    New Braunfels, TX
Other Businesses

Jones Partners Board of Directors non-profit affiliated with the Jones School of Management at Rice University, Houston, TX

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-04
  • S66 Uniform Combined State Law Examination
    2017-12-04

View on SEC IAPD

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