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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-13 |
| NY | RA | APPROVED | 2025-09-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Providence College | Providence | RI | 08/2012 | 12/2017 |
| Merrill Lynch | Boston | MA | 05/2017 | 08/2017 |
| Amundi Pioneer Distributor, Inc. | Boston | MA | 02/2018 | 12/2020 |
| Amundi Distributor Us, Inc. | Boston | MA | 01/2021 | 04/2025 |
| Victory Capital Services, Inc. | Boston | MA | 04/2025 | 08/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Albany | NY | 08/2025 | Present |
| Bank Of America, N.A. | Albany | NY | 09/2025 | Present |
I*3030266 Entity Type: Charitable Name of OBA:The Community Hospice Foundation Address:Albany New York Investment Related:No Position, Title, Association:Board Member Start Date:01/01/2026 No Hours: 4 Monthly No Hours during trading:0 Monthly Duties:Prospective Junior Board of Trustees Member for The Community Hospice Foundation. Primary responsibilities will include providing education to the community on the Community Hospice mission, attending virtual monthly board meetings, organizing fundraising events, and fundraising efforts to support a variety of programs that go beyond what insurance typically covers, such as Grief and Bereavement Services, the Wish Fund, and Camp Erin for grieving children.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 2018-05-17 |
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