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Carlos Alonso Arias

U.S. Bancorp Advisors, LLC

Brea, CA

Saint Paul, MN

Diamond Bar, CA

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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-13
  • CA RA
    APPROVED
    Since 2026-02-13

Branch Locations

50 Pointe Dr, Brea, CA 92821 • United States

60 Livingston Ave, Saint Paul, MN 55107 • United States

Diamond Bar, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Brea CA 06/2004 02/2026
U.S. Bancorp Advisors, Llc Brea CA 02/2026 Present
Previous Registrations
  • 2005-05-18 → 2026-02-13
    U.S. Bancorp Investments, Inc.
    Brea, CA
    Hacienda Heights, CA
    Hacienda Heights, CA
    Claremont, CA
    Saint Paul, MN
    Diamond Bar, CA
  • 2004-03-03 → 2004-06-01
    Invest Financial Corporation
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-02-27
S63 Uniform Securities Agent State Law Examination 1999-01-28
  • S65 Uniform Investment Adviser Law Examination
    2004-02-27
  • S63 Uniform Securities Agent State Law Examination
    1999-01-28

View on SEC IAPD

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