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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-08-23
  • FL RA
    APPROVED
    Since 2023-08-23

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Land O Lakes, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Standard Retirement Services Tampa FL 03/2017 09/2017
Stancorp Investment Advisers, Inc. Tampa FL 06/2017 09/2017
Aspire Financial Services Llc Tampa FL 04/2009 03/2017
Lincoln Financial Distributors, Inc. Radnor PA 09/2017 11/2021
Wells Fargo Clearing Services, Llc Tampa FL 11/2021 08/2023
Raymond James & Associates, Inc. St. Petersburg FL 08/2023 Present
  • 03/2017 → 09/2017
    Standard Retirement Services
    Tampa, FL
  • 06/2017 → 09/2017
    Stancorp Investment Advisers, Inc.
    Tampa, FL
  • 04/2009 → 03/2017
    Aspire Financial Services Llc
    Tampa, FL
  • 09/2017 → 11/2021
    Lincoln Financial Distributors, Inc.
    Radnor, PA
  • 11/2021 → 08/2023
    Tampa, FL
  • 08/2023 → Present
    St. Petersburg, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-12
S63 Uniform Securities Agent State Law Examination 2017-10-19
  • S66 Uniform Combined State Law Examination
    2022-09-12
  • S63 Uniform Securities Agent State Law Examination
    2017-10-19

View on SEC IAPD

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