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Karl Albert Hanna

Safe Harbor Fiduciary, LLC

Pensacola, FL

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Current Employers
Safe Harbor Fiduciary, Llc

700 South Palafox Street Suite 300, Pensacola, FL 32502 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-03-12
AL RA APPROVED 2024-02-21
  • FL RA
    APPROVED
    Since 2024-03-12
  • AL RA
    APPROVED
    Since 2024-02-21

Branch Locations

700 South Palafox Street Suite 300, Pensacola, FL 32502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc San Antonio TX 08/2018 12/2023
Home Depot San Antonio TX 03/2017 08/2017
Unemployed Overland Park KS 11/2016 02/2017
Syntel Inc Lees Summit MO 10/2015 11/2016
Safe Harbor Fiduciary, Llc Pensacola FL 01/2024 Present
Ameriprise Financial Services, Llc Milton FL 12/2020 12/2023
Ameriprise Financial Services, Llc San Antonio TX 06/2017 07/2018
Karl Hanna, Sole Proprietor Pensacola FL 09/2020 Present
Previous Registrations
Other Businesses

Karl Hanna, Sole Proprietor; Yes; Pensacola, FL; Insurance services; Insurance Agent; 09/2020; 1/MO; 0/MO

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-02-28
S63 Uniform Securities Agent State Law Examination 2019-12-20
  • S65 Uniform Investment Adviser Law Examination
    2020-02-28
  • S63 Uniform Securities Agent State Law Examination
    2019-12-20

View on SEC IAPD

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