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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-12-20 |
| TX | RA | APPROVED | 2022-11-14 |
| NJ | RA | APPROVED | 2022-11-03 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
225 Liberty St, New York, NY 10281 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Westfield | NJ | 06/2017 | 08/2017 |
| Merrill Lynch | Bridgewater | NJ | 06/2018 | 08/2018 |
| Merrill Lynch | Bridgewater | NJ | 06/2019 | 08/2019 |
| Merrill Lynch | Bridgewater | NJ | 01/2020 | 01/2020 |
| Bank Of America | Pennington | NJ | 09/2020 | 04/2021 |
| Merrill Lynch | Bridgewater | NJ | 04/2021 | Present |
| Unemployed | Basking Ridge | NJ | 01/2011 | 05/2017 |
| Unemployed | Basking Ridge | NJ | 09/2017 | 05/2018 |
| Unemployed | Basking Ridge | NJ | 09/2018 | 05/2019 |
| Unemployed | Basking Ridge | NJ | 09/2019 | 12/2019 |
| Unemployed | Basking Ridge | NJ | 02/2020 | 09/2020 |
| University Of Maryland | College Park | MD | 08/2016 | 05/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-14 |
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