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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-10-06 |
| FL | RA | APPROVED | 2019-10-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Miami | FL | 06/2019 | Present |
| Bank Of America Merrill Lynch | Miami | FL | 06/2018 | 08/2018 |
| Bank Of America Merrill Lynch | Miami | FL | 06/2017 | 08/2017 |
| Florida A&M University | Tallahassee | FL | 05/2015 | 05/2019 |
I*420296 For profit or not for profit: Entity For Profit Name of outside business organization: Gardner Capital Group Investment related: N Address of business: miami, Florida, 33130 Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 10/26/2020 Number of hours devoted: 1 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Supervision of family owned property.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-25 |
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