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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-11-14
NC RA APPROVED 2018-10-19
  • TX RA
    APPROVED
    Since 2019-11-14
  • NC RA
    APPROVED
    Since 2018-10-19

Branch Locations

620 S Tryon St, Charlotte, NC 28255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 06/2018 Present
University Of South Carolina Columbia SC 08/2014 05/2018
Merrill Lynch St. Louis MO 06/2017 08/2017
Women's Rights And Empowerment Network Columbia SC 09/2017 04/2018
Bank Of America, N.A. Charlotte NC 07/2019 Present
  • 06/2018 → Present
    Charlotte, NC
  • 08/2014 → 05/2018
    University Of South Carolina
    Columbia, SC
  • 06/2017 → 08/2017
    Merrill Lynch
    St. Louis, MO
  • 09/2017 → 04/2018
    Women's Rights And Empowerment Network
    Columbia, SC
  • 07/2019 → Present
    Bank Of America, N.A.
    Charlotte, NC
Other Businesses

I*5345335, Entity Type: , Name of OBA: P C, Address: Charlotte, North Carolina, 28204, Investment Related: N, Position, Title, Association: Successor Power of Attorney, Employee Start Date: 08/12/2026, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: I*5345336, Entity Type: , Name of OBA: T C, Address: Charlotte, North Carolina, 28204, Investment Related: N, Position, Title, Association: Successor Power of Attorney, Employee Start Date: 08/12/2026, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-18
  • S66 Uniform Combined State Law Examination
    2018-10-18
Other Names
  • Carson Cook

View on SEC IAPD

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