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Courtney Ann Breen

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Irvine, CA

San Diego, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2025-02-19
HI RA APPROVED 2020-11-19
TX RA APPROVED 2019-09-27
CA RA APPROVED 2018-10-22
  • DE RA
    APPROVED
    Since 2025-02-19
  • HI RA
    APPROVED
    Since 2020-11-19
  • TX RA
    APPROVED
    Since 2019-09-27
  • CA RA
    APPROVED
    Since 2018-10-22

Branch Locations

100 Spectrum Center Dr, Irvine, CA 92618 • United States

701 B St, San Diego, CA 92101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Diego CA 07/2018 Present
Jake's Del Mar Del Mar CA 05/2013 06/2018
Bank Of America, N. A. San Diego CA 07/2019 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-19
  • S66 Uniform Combined State Law Examination
    2018-10-19
Other Names
  • Courtney Breen

View on SEC IAPD

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