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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-06
FL RA APPROVED 2018-10-10
  • TX RA
    APPROVED_RES
    Since 2022-01-06
  • FL RA
    APPROVED
    Since 2018-10-10

Branch Locations

701 Brickell Ave, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 09/2017 Present
Florida International University Miami FL 08/2014 04/2018
Tag Heuer Sunrise FL 06/2015 04/2018
Weichert Realtors Best Beach Real Estate Sunny Isles FL 12/2016 01/2017
Bank Of America, N.A. Miami FL 07/2019 Present
  • 09/2017 → Present
    Miami, FL
  • 08/2014 → 04/2018
    Florida International University
    Miami, FL
  • 06/2015 → 04/2018
    Tag Heuer
    Sunrise, FL
  • 12/2016 → 01/2017
    Weichert Realtors Best Beach Real Estate
    Sunny Isles, FL
  • 07/2019 → Present
    Bank Of America, N.A.
    Miami, FL
Other Businesses

I*4583285 Entity Type: N/A Name of OBA: THE J-S A FAMILY LIVING TRUST Address: MIAMI, Florida, 33179 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 05/18/2026 Number of Hours: 0, Weekly Number of Hours during trading: 0, Weekly Duties: Self, Spouse

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-05
  • S66 Uniform Combined State Law Examination
    2018-10-05

View on SEC IAPD

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