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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-09-21
  • TX RA
    APPROVED
    Since 2021-09-21

Branch Locations

4709 Ross Ave, Dallas, TX 75204 • United States

4512 Lemmon Ave, Dallas, TX 75219 • United States

1515 N Cockrell Hill Rd Ste 101, Dallas, TX 75211 • United States

2475 W Mockingbird Ln, Dallas, TX 75235 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 05/2018 05/2021
Reynolds And Reynolds College Station TX 01/2018 04/2018
Bank Of America Houston TX 06/2017 08/2017
Texas A&M University - Medical Sciences Library College Station TX 10/2015 02/2018
Texas A & M University College Station TX 09/2014 05/2018
Bank Of America, N.A. Houston TX 05/2018 05/2021
Jpmorgan Chase Bank, N.A. Plano TX 07/2021 Present
J.P. Morgan Securities Llc Plano TX 07/2021 Present
Unemployed Dallas TX 06/2021 06/2021
  • 05/2018 → 05/2021
    Houston, TX
  • 01/2018 → 04/2018
    Reynolds And Reynolds
    College Station, TX
  • 06/2017 → 08/2017
    Bank Of America
    Houston, TX
  • 10/2015 → 02/2018
    Texas A&M University - Medical Sciences Library
    College Station, TX
  • 09/2014 → 05/2018
    Texas A & M University
    College Station, TX
  • 05/2018 → 05/2021
    Bank Of America, N.A.
    Houston, TX
  • 07/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Plano, TX
  • 07/2021 → Present
    Plano, TX
  • 06/2021 → 06/2021
    Unemployed
    Dallas, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-14
  • S66 Uniform Combined State Law Examination
    2018-09-14
Other Names
  • Taylor Baumann
  • Taylor Francis Baumann

View on SEC IAPD

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