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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-09-21 |
Branch Locations
4709 Ross Ave, Dallas, TX 75204 • United States
4512 Lemmon Ave, Dallas, TX 75219 • United States
1515 N Cockrell Hill Rd Ste 101, Dallas, TX 75211 • United States
2475 W Mockingbird Ln, Dallas, TX 75235 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 05/2018 | 05/2021 |
| Reynolds And Reynolds | College Station | TX | 01/2018 | 04/2018 |
| Bank Of America | Houston | TX | 06/2017 | 08/2017 |
| Texas A&M University - Medical Sciences Library | College Station | TX | 10/2015 | 02/2018 |
| Texas A & M University | College Station | TX | 09/2014 | 05/2018 |
| Bank Of America, N.A. | Houston | TX | 05/2018 | 05/2021 |
| Jpmorgan Chase Bank, N.A. | Plano | TX | 07/2021 | Present |
| J.P. Morgan Securities Llc | Plano | TX | 07/2021 | Present |
| Unemployed | Dallas | TX | 06/2021 | 06/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-14 |
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