Ellis Patrick Shanley

$25.1B regulatory AUM 4 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

3000 Town Center Suite 100, Southfield, MI 48075 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2021-11-10

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chicago	IL	07/2018	02/2020
Whiskey Jacks Bar And Saloon	Madison	WI	01/2017	05/2017
Merrill Lynch, Pierce, Fenner, And Smith Inc.	Northbrook	IL	06/2017	08/2017
Ubs	Madison	IL	09/2017	04/2018
University Of Wisconsin - Madison	Madison	WI	08/2015	05/2018
Bank Of America, N.A.	Chicago	IL	08/2019	02/2020
Mainstreet Investment Advisors Llc	Chicago	IL	02/2020	11/2021
Plante Moran Financial Advisors	Chicago	IL	11/2021	Present

07/2018 → 02/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL
01/2017 → 05/2017

Whiskey Jacks Bar And Saloon

Madison, WI
06/2017 → 08/2017

Merrill Lynch, Pierce, Fenner, And Smith Inc.

Northbrook, IL
09/2017 → 04/2018

Ubs

Madison, IL
08/2015 → 05/2018

University Of Wisconsin - Madison

Madison, WI
08/2019 → 02/2020

Bank Of America, N.A.

Chicago, IL
02/2020 → 11/2021

Mainstreet Investment Advisors Llc

Chicago, IL
11/2021 → Present

Plante Moran Financial Advisors

Chicago, IL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-10-12