Jose Miguel Perez Vivaldo

Merrill Lynch, Pierce, Fenner & Smith Incorporated

White Plains, NY

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-11-29
TX	RA	APPROVED_RES	2022-11-29

NY RA
APPROVED

Since 2022-11-29
TX RA
APPROVED_RES

Since 2022-11-29

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

360 Hamilton Ave, White Plains, NY 10601 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hightower Securities	White Plains	NY	12/2018	05/2019
Nitron	Greenwich	CT	10/2018	12/2018
Bank Of America	New York	NY	06/2017	05/2018
Currency Exchange Intl	New York	NY	04/2016	06/2017
Unemployed	White Plains	NY	05/2018	10/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	White Plains	NY	07/2019	Present

12/2018 → 05/2019

Hightower Securities

White Plains, NY
10/2018 → 12/2018

Nitron

Greenwich, CT
06/2017 → 05/2018

Bank Of America

New York, NY
04/2016 → 06/2017

Currency Exchange Intl

New York, NY
05/2018 → 10/2018

Unemployed

White Plains, NY
07/2019 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

White Plains, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-07-16

S66 Uniform Combined State Law Examination

2022-07-16

Other Names

Jose Perez-Vivaldo

View on SEC IAPD

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