Casey James Roberts

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2023-02-21
TX	RA	APPROVED	2023-02-17

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Savannah	GA	02/2018	02/2023
University Of Georgia	Athens	GA	08/2013	12/2017
University Of Georgia	Athens	GA	01/2016	08/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Savannah	GA	06/2017	08/2017
Bank Of America, N.A.	Savannah	GA	07/2019	02/2023
Unemployed	Flowery Branch	GA	12/2017	02/2018
Morgan Stanley Smith Barney Llc	Savannah	GA	02/2023	Present
Morgan Stanley Private Bank, N.A	New York	NY	02/2023	Present

02/2018 → 02/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Savannah, GA
08/2013 → 12/2017

University Of Georgia

Athens, GA
01/2016 → 08/2017

University Of Georgia

Athens, GA
06/2017 → 08/2017

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Savannah, GA
07/2019 → 02/2023

Bank Of America, N.A.

Savannah, GA
12/2017 → 02/2018

Unemployed

Flowery Branch, GA
02/2023 → Present

Morgan Stanley Smith Barney Llc

Savannah, GA
02/2023 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-10-16

Other Firms