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Thomas Andrew Mcdavid

Rockefeller Financial LLC

Sandy Springs, GA

Atlanta, GA

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2020-01-21
TX RA APPROVED_RES 2020-01-21
  • GA RA
    APPROVED
    Since 2020-01-21
  • TX RA
    APPROVED_RES
    Since 2020-01-21

Branch Locations

Sandy Springs, GA • United States

3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Atlanta GA 06/2012 01/2020
Morgan Stanley Private Bank, National Association New York NY 01/2015 01/2020
Rockefeller Financial Llc Atlanta GA 01/2020 07/2026
Rockefeller Financial Llc Sandy Springs GA 08/2026 Present
  • 06/2012 → 01/2020
    Morgan Stanley Smith Barney
    Atlanta, GA
  • 01/2015 → 01/2020
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 01/2020 → 07/2026
    Rockefeller Financial Llc
    Atlanta, GA
  • 08/2026 → Present
    Rockefeller Financial Llc
    Sandy Springs, GA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-06-01
  • S66 Uniform Combined State Law Examination
    1999-06-01
Other Names
  • Tom Mcdavid
  • Thomas A Mcdavid

View on SEC IAPD

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