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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-06-06
TX RA APPROVED 2023-05-11
PA RA APPROVED 2023-04-03
  • NY RA
    APPROVED
    Since 2025-06-06
  • TX RA
    APPROVED
    Since 2023-05-11
  • PA RA
    APPROVED
    Since 2023-04-03

Branch Locations

One Bryant Park Pbig - New York, New York, NY 10036 • United States

1600 Jfk Blvd, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Philadelphia PA 11/2022 Present
Bny Mellon Philadelphia PA 06/2018 10/2022
Georgetown University Washington DC 08/2014 05/2018
Bank Of America Corporation New York NY 06/2017 08/2017
Students Of Georgetown, Inc. Washington DC 09/2015 05/2018
Bank Of America, N.A. Philadelphia PA 01/2023 Present
  • 11/2022 → Present
    Philadelphia, PA
  • 06/2018 → 10/2022
    Bny Mellon
    Philadelphia, PA
  • 08/2014 → 05/2018
    Georgetown University
    Washington, DC
  • 06/2017 → 08/2017
    Bank Of America Corporation
    New York, NY
  • 09/2015 → 05/2018
    Students Of Georgetown, Inc.
    Washington, DC
  • 01/2023 → Present
    Bank Of America, N.A.
    Philadelphia, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-31
  • S66 Uniform Combined State Law Examination
    2023-03-31

View on SEC IAPD

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