Wayne Worthington

Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2016 → 04/2017
  Quad Cities Bank And Trust
  Moline, IL
• 07/2017 → 02/2018
  True North Wealth Management
  Cedar Rapids, IA
• 03/2018 → 04/2019
  Sernett Wealth Management
  Cedar Falls, IA
• 04/2019 → 06/2025
  Smith Anglin Financial, Llc
  Dallas, TX
• 06/2025 → Present
  Hightower Advisors, Llc
  Dallas, TX

Previous Registrations

• 2019-05-20 → 2025-07-30
  Smith Anglin Financial, Llc
  Dallas, TX
• 2017-08-08 → 2018-03-16
  Private Advisor Group, Llc
  Cedar Rapids, IA
  Morristown, NJ
  Cedar Rapids, IA

Exams

• S63 Uniform Securities Agent State Law Examination
  2017-08-07

Designations

• Certified Financial Planner
• Chartered Financial Analyst

Other Names

• Wayne R Worthington
• Wayne Robert Worthington