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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-09-05
  • NJ RA
    APPROVED
    Since 2025-09-05

Branch Locations

1820 Chapel Avenue West Suit 300, Cherry Hill, NJ 08002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dc Howe & Company, Cpa, Llc Mount Laurel NJ 03/2011 Present
Avantax Investment Services, Inc. Mt. Laurel NJ 06/2017 09/2025
Avantax Advisory Services Mt. Laurel NJ 01/2018 09/2025
Avanatx Insurance Agency Llc Mt. Laurel NJ 08/2019 09/2025
Dba Villa Aurora Antigua Mount Laurel NJ 01/2023 Present
Cetera Wealth Services, Llc Cherry Hill NJ 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 03/2011 → Present
    Dc Howe & Company, Cpa, Llc
    Mount Laurel, NJ
  • 06/2017 → 09/2025
    Avantax Investment Services, Inc.
    Mt. Laurel, NJ
  • 01/2018 → 09/2025
    Avantax Advisory Services
    Mt. Laurel, NJ
  • 08/2019 → 09/2025
    Avanatx Insurance Agency Llc
    Mt. Laurel, NJ
  • 01/2023 → Present
    Dba Villa Aurora Antigua
    Mount Laurel, NJ
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Cherry Hill, NJ
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2018-01-09 → 2025-09-05
    Avantax Advisory Services
    Mount Laurel, NJ
    Bala Cynwyd, PA
    Cherry Hill, NJ
Other Businesses

1) DC Howe & Company, CPA, LLC 3000 Atrium Way, Suite 289 Mount Laurel NJ 08054 Tax Preparation/Accounting President 3/1/2011 120hrs~60hrs Provide tax preparation, bookkeeping and accounting services to clients. 2) HOWE FINANCIAL GROUP INC 3000 ATRIUM WAY, SUITE 289 MOUNT LAUREL NJ 08054 Other Owner~12/3/2019 40hrs~30hrs Advising small business owners on strategies to better manage and grow their businesses. 3) RENTAL PROPERTY POSITION: Owner NATURE: Rental of my previous primary residence after purchasing new family home. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/20/2020 ADDRESS: 3000 Atrium Way, Suite 289, Mount Laurel NJ 08054, DESCRIPTION: Passive activity. Collection of rent and any maintenance if requested by tenant. Maintenance services will be outsourced. 4) DBA VILLA AURORA ANTIGUA POSITION: Joint Owner NATURE: Family Home in Antigua that we let others stay for a fee when not occupied. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 3000 Atrium Way, Suite 289, Mount Laurel NJ 08054, United States DESCRIPTION: - Part owner- Passive activity. Hired help for Maintanance of house and greeting guests.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-12-29
S63 Uniform Securities Agent State Law Examination 2017-07-31
  • S65 Uniform Investment Adviser Law Examination
    2017-12-29
  • S63 Uniform Securities Agent State Law Examination
    2017-07-31

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