Wendy Lee Miller

Current Employers

Employment History

• 12/2014 → 03/2018
  Southern Graphic Systems,Llc
  Richmond, VA
• 02/2018 → 03/2018
  Axa Advisors, Llc
  New York, NY
• 05/2018 → 07/2018
  Axa Advisors, Llc
  New York, NY
• 07/2018 → 02/2020
  Securities America Inc.
  Henrico, VA
• 03/2020 → 08/2023
  Securian Financial Services Ince
  St Paul, MN
• 03/2020 → 08/2023
  Minnesota Life Insurance Co
  St Paul, MN
• 03/2020 → Present
  Virginia Asset Managment
  Midlothian, VA
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Midlothian, VA
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2020-09-24 → 2023-08-10
  Securian Financial Services, Inc.
  Midlothian, VA
  St. Paul, MN

Other Businesses

1. VAM FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/09/2020 ADDRESS: 130 Wylderose Drive, Midlothian VA 23113, United States DESCRIPTION: Firm level fixed insurance. Compensation varies. 2. NAME OF OTHER BUSINESS: VIRGINIA ASSET MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 03/2020 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES

Exams

• S66 Uniform Combined State Law Examination
  2020-09-23
• S63 Uniform Securities Agent State Law Examination
  2018-05-07

Other Names

• Wendy Lee Miller
• Wendall Lee Miller
• Wendall Lee Gooden
• Wendy Lee Gooden