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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-05-13
MO RA APPROVED 2015-09-29
GA RA APPROVED 2015-09-18
  • FL RA
    APPROVED
    Since 2021-05-13
  • MO RA
    APPROVED
    Since 2015-09-29
  • GA RA
    APPROVED
    Since 2015-09-18

Branch Locations

9900 Clayton Road, St Louis, MO 63124 • United States

Ponte Vedra Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Savannah GA 09/2015 05/2021
Cleckner Llc Savannah GA 04/2017 10/2020
Raymond James & Associates, Inc. Ponte Vedra Beach FL 05/2021 Present
  • 09/2015 → 05/2021
    Raymond James & Associates
    Savannah, GA
  • 04/2017 → 10/2020
    Cleckner Llc
    Savannah, GA
  • 05/2021 → Present
    Ponte Vedra Beach, FL
Previous Registrations
  • 2009-06-01 → 2015-09-28
    St. Louis, MO
    Savannah, GA
    Savannah, GA
  • 2008-05-30 → 2009-06-01
    Morgan Stanley & Co. Llc
    St. Louis, MO
  • 2002-08-20 → 2008-06-03
    Banc Of America Investment Services, Inc.
    St. Louis, MO
    Clayton, MO
    St. Louis, MO
Other Businesses

(1)Name of Business: Swinging Phoenix Golf LLC Address: 2385 S Ponte Vedra Blvd, Ponte Vedra , FL, 32082, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 04/03/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Online golf apparel store. I will run the store and be responsible for purchasing items to resell.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-19
S63 Uniform Securities Agent State Law Examination 1999-02-24
  • S66 Uniform Combined State Law Examination
    2002-08-19
  • S63 Uniform Securities Agent State Law Examination
    1999-02-24
Other Names
  • Ed Durham
  • Edward Miall Durham

View on SEC IAPD

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