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1100 Kenilworth Ave Suite 210, Charlotte, NC 28204 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-01-26 |
Branch Locations
1100 Kenilworth Ave Suite 210, Charlotte, NC 28204 • United States
1100 Kenilworth Ave, Suite 210, Charlotte, NC 28204 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Western Southern Life | Charlotte | NC | 03/2019 | 10/2019 |
| W&S Brokerage Services | Cincinanti | OH | 04/2019 | 10/2019 |
| California Pizza Kitchen | Charlotte | NC | 10/2018 | 03/2019 |
| J. Peters Bar & Grill | Charlotte | NC | 04/2018 | 06/2019 |
| Jemko Petroleum Equipment | Erie | PA | 06/2017 | 04/2018 |
| Primanti Brothers | Erie | PA | 08/2014 | 04/2018 |
| Guardian Life Insurance Company | Charlotte | NC | 10/2019 | 03/2025 |
| Park Avenue Securities | Charlotte | NC | 10/2019 | 03/2025 |
| Hornor, Townsend, & Kent Llc | Wilmington | DE | 05/2025 | 01/2026 |
| Blueprint Financial Advisors Llc | Charlotte | NC | 01/2026 | Present |
| Maplewood Investments Inc | Dallas | TX | 01/2026 | Present |
1)REGISTERED ASSISTANT | INVESTMENT RELATED: YES | DBA NAME: EMERALD FINANCIAL GROUP | POSITION HELD: REGISTERED ASSISTANT | ADDRESS: CHARLOTTE, NC 28277 | START DATE: 05/09/2025 | NATURE OF ACTIVITY: REGISTERED ASSISTANT | APPROX HRS PER MTH: 40 | APPROX TRADING HRS PER MTH: 40 | DESCRIPTION OF DUTIES: PROCESSING NEW BUSINESS, CLIENT REQUESTS, SUPPORT STAFF. 2)VEHICLE RENTAL | INVESTMENT RELATED: NO | DBA NAME: GALVIN MANAGEMENT GROUP, LLC | POSITION HELD: OWNER | ADDRESS: 9118 CHESHAM DR, CHARLOTTE, NC 28227 | START DATE: 02/24/2022 | NATURE OF ACTIVITY: VEHICLE RENTAL | APPROX HRS PER MTH: 15 | APPROX TRADING HRS PER MTH: 0 | DESCRIPTION OF DUTIES: MANAGE VEHICLE RENTALS, CLEANING, MAINTENANCE.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-06-13 |
| S65 | Uniform Investment Adviser Law Examination | 2017-12-14 |
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