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111 Center St, Little Rock, AR 72201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-03-24 |
| AR | RA | APPROVED | 1999-08-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stephens Inc. | Little Rock | AR | 01/1999 | Present |
Art Lab of Arkansas, LLC - 804 N. Pierce, Little Rock, AR = Not investment related - Member - Studio that teaches art, drawing & painting to children - January 2018 - 0 hours devoted to the other business - 0 hours devoted to the other business during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-12 |
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