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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-01-11 |
Branch Locations
4599 Cemetery Rd, Hilliard, OH 43026-1102 • United States
Columbus, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Dublin | OH | 06/2017 | 08/2019 |
| Mml Investors Services | Dublin | OH | 06/2017 | 08/2019 |
| Panera Bread | Mansfield | OH | 08/2013 | 05/2017 |
| Ashland University | Ashland | OH | 05/2013 | 05/2017 |
| Key Investment Services | Columbus | OH | 12/2019 | 05/2022 |
| Keybank | Columbus | OH | 12/2019 | 05/2022 |
| Key Bank | Columbus | OH | 09/2019 | 12/2019 |
| Key Investment Services Llc | Brooklyn | OH | 05/2022 | 11/2022 |
| Key Bank | Columbus | OH | 05/2022 | 11/2022 |
| Ameriprise Financial Services, Llc | Hilliard | OH | 01/2023 | Present |
Real Estate Ownership; Multi-Family; 2916 A- 2920 B Cleveland Ave, , Columbus, OH, 43224; Not Investment-Related; 03/14/2023 / Multi-Family; 530-532 Rhodes Ave, , Mansfield, OH, 44906; Not Investment-Related; 03/14/2023. Business Ownership; Key Properties LLC; Management of Investment properties; LLC to hold real estate; 1230 Springbrook drive, , mansfield, OH, 44906; Not Investment-Related; 08/08/2018; 1 to 9 hours per month; 0 during trading hours. Outside Employment; S&T Bank; Banker; Retail; 4599 Cemetery Road, , Hilliard, OH, 43026; Not Investment-Related; 11/21/2022; 60 hours per month; 10 to 19 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 2020-03-06 |
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