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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-12-10 |
Branch Locations
2310 E. Ponderosa Dr, Ste 2, Camarillo, CA 93010 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Student Cal State University Northridge | Northridge | CA | 09/2015 | 05/2017 |
| Lpl Financial, Llc | Camarillo | CA | 01/2018 | Present |
| Householder Group Estate & Retirement Specialists, Llc | Camarillo | CA | 06/2017 | Present |
| Householder Group Estate And Retirement Specialist, Llc | Camarillo | CA | 01/2024 | Present |
1. 08/01/2017 - Behunin Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/01/2017 - 120 Hours Per Month/ 6 Hours During Trading 2. 11/01/2017 - Householder Group Estate & Retirement Specialists, LLC - Registered Investment Advisor Hybrid - Admin - Investment Related - At Reported Business Location(s) - Start Date 06/01/2017 - 120 Hours Per Month/ 6 Hours During Trading - I provide administrative services through Householder Estate & Retirement Specialists, LLC, an independent investment advisor firm. I started this business activity in Nov 2017. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 04/03/2024 - Sunset Wealth Management - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 40 Hours Per Month/ 8 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-14 |
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