Jeffrey W Tipton

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1998 → 09/2018
  Scottrade, Inc.
  Shawnee, KS
• 02/2018 → 12/2022
  Td Ameritrade, Inc.
  Kansas City, MO
• 02/2018 → 12/2022
  Td Ameritrade Investment Management, Llc
  Omaha, NE
• 12/2022 → Present
  Charles Schwab And Co., Inc.
  Kansas City, MO
• 07/2024 → Present
  Charles Schwab Bank, Ssb
  Kansas City, MO

Previous Registrations

• 2018-02-26 → 2023-09-07
  Td Ameritrade Investment Management, Llc
  Omaha, NE
  Kansas City, MO
  Kansas City, MO
• 2018-02-27 → 2022-10-14
  Td Ameritrade, Inc.
  Kansas City, MO
  Omaha, NE
• 2017-03-09 → 2018-02-26
  Scottrade Investment Management
  Saint Louis, MO

Exams

• S66 Uniform Combined State Law Examination
  2017-03-09
• S63 Uniform Securities Agent State Law Examination
  1999-11-22

Other Names

• Jeefrey W Tipton
• Jeff Tipton