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6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-12-17 |
Branch Locations
3109 W Martin L King Jr Blvd, Tampa, FL 33607 • United States
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Bank | Chestnut Hill | MA | 02/2020 | 06/2021 |
| Rocket Software | Waltham | MA | 01/2019 | 07/2019 |
| Ingram Micro | Williamsville | NY | 04/2018 | 01/2019 |
| Buffalo Sabres | Buffalo | NY | 09/2017 | 01/2019 |
| Reebok | Niagara Falls | NY | 09/2016 | 02/2017 |
| Chautauqua Institution - Central Dock | Chautauqua | NY | 06/2014 | 08/2017 |
| Niagara University | Lewiston | NY | 08/2014 | 12/2017 |
| Citizens Securities Inc. | Chestnut Hill | MA | 07/2019 | 02/2020 |
| Fisher Investments | Tampa | FL | 06/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 2019-12-09 |
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