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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-29 |
| AZ | RA | APPROVED | 2026-01-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Purshe Kaplan Sterling Investments, Inc | Chicago | IL | 06/2017 | 11/2017 |
| Mcadam Llc | Chicago | IL | 05/2017 | 02/2018 |
| Indiana University Kelley School Of Business | Bloomington | IN | 08/2013 | 05/2017 |
| Jpmorgan Chase Bank, N.A. | Chicago | IL | 05/2018 | 07/2019 |
| J.P. Morgan Securites Llc | Chicago | IL | 05/2018 | 07/2019 |
| Unemployed | Chicago | IL | 02/2018 | 04/2018 |
| Tradestation Securities, Inc. | Chicago | ID | 08/2019 | 05/2021 |
| Charles Schwab & Co., Inc. | Phoenix | AZ | 05/2021 | 08/2023 |
| Morgan Stanley | Tempe | AZ | 07/2025 | Present |
| Unemployed | Phoenix | AZ | 05/2025 | 07/2025 |
| Tci Wealth | Scottsdale | AZ | 08/2023 | 05/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-16 |
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