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200 Berkeley St., Boston, MA 02116-5022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2020-09-10 |
| MA | RA | APPROVED | 2020-09-09 |
Branch Locations
1230 Washington Street Suite 508, Tempe, AZ 85281 • United States
200 Berkeley St., Boston, MA 02116-5022 • United States
Phoenix, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tcc Verizon | Flagstaff | AZ | 02/2018 | 08/2018 |
| Olive Garden | Scottsdale | AZ | 10/2018 | 10/2019 |
| Dillards | Flagstaff | AZ | 05/2016 | 08/2017 |
| Nimarcos Pizza | Flagstaff | AZ | 06/2018 | 08/2018 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 06/2017 | 10/2018 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 10/2018 | 10/2019 |
| Northern Arizona University | Flagstaff | AZ | 01/2015 | 05/2018 |
| Twitch Interactive, Inc. | San Francisco | CA | 05/2019 | Present |
| John Hancock | Boston | MA | 11/2019 | Present |
| John Hancock Investment Management Llc | Boston | MA | 11/2019 | Present |
a. OBA Name: Twitch Interactive INC b. Investment-related? No c. OBA Address: 350 Bush St 2nd floor, San Francisco, CA 94104 d. OBA Nature: Streaming e. Position, Title, or Relationship with the OBA: Contractor f. OBA Start Date: 1/2/2026 g. Approximate number of hours/month devoted to the OBA: 2 h. Number of hours devoted to the OBA during securities trading hours: 0 i. Brief description duties related to the OBA: Play video games with a camera and talk to a chat of potential viewers. My last stream that I did, only had about 4 viewers to put it into perspective.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 2018-11-20 |
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