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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-04-03
  • OH RA
    APPROVED
    Since 2025-04-03

Branch Locations

5900 Landerbrook Drive Suite 205, Mayfield Hts, OH 44124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Brentwood TN 10/2022 04/2024
Massmutual Life Insurance Co/ Continuum Planning Partners Brentwood TN 10/2022 04/2024
Ubs Financial Services Nashville TN 07/2018 10/2022
Ubs Financial Services Concord NH 06/2017 10/2022
Unemployed - Student Manchester NH 08/2013 06/2017
Mml Investors Services, Llc Brentwood TN 09/2022 09/2022
Osaic Wealth Inc Cleveland OH 07/2024 Present
  • 10/2022 → 04/2024
    Mml Investors Services, Llc
    Brentwood, TN
  • 10/2022 → 04/2024
    Massmutual Life Insurance Co/ Continuum Planning Partners
    Brentwood, TN
  • 07/2018 → 10/2022
    Ubs Financial Services
    Nashville, TN
  • 06/2017 → 10/2022
    Ubs Financial Services
    Concord, NH
  • 08/2013 → 06/2017
    Unemployed - Student
    Manchester, NH
  • 09/2022 → 09/2022
    Mml Investors Services, Llc
    Brentwood, TN
  • 07/2024 → Present
    Cleveland, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-17
S63 Uniform Securities Agent State Law Examination 2017-12-04
  • S66 Uniform Combined State Law Examination
    2025-03-17
  • S63 Uniform Securities Agent State Law Examination
    2017-12-04
Other Names
  • Zachary Gray Higgins

View on SEC IAPD

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