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Inactive

Thomas Martin Knight

Mariner

Sarasota, FL

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-03-17
TX RA APPROVED 2023-02-21
  • FL RA
    APPROVED
    Since 2023-03-17
  • TX RA
    APPROVED
    Since 2023-02-21

Branch Locations

240 South Pineapple Ave Ste 601, Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New College Of Florida Sarasota FL 08/2014 05/2017
High Powered Pizza Llc Sarasota FL 04/2017 09/2017
Retirement Money Management Sarasota FL 06/2017 04/2022
Cetera Advisor Networks El Segundo CA 01/2018 04/2022
Intuit Mountain View CA 12/2019 04/2022
Pattern Advisors Llc Sarasota FL 04/2022 Present
Pattern Technologies Inc Sarasota FL 04/2022 Present
  • 08/2014 → 05/2017
    New College Of Florida
    Sarasota, FL
  • 04/2017 → 09/2017
    High Powered Pizza Llc
    Sarasota, FL
  • 06/2017 → 04/2022
    Retirement Money Management
    Sarasota, FL
  • 01/2018 → 04/2022
    Cetera Advisor Networks
    El Segundo, CA
  • 12/2019 → 04/2022
    Intuit
    Mountain View, CA
  • 04/2022 → Present
    Pattern Advisors Llc
    Sarasota, FL
  • 04/2022 → Present
    Pattern Technologies Inc
    Sarasota, FL
Previous Registrations
  • 2022-09-02 → 2023-02-20
    Pattern
    Portland, OR
    Sarasota, FL
  • 2018-05-14 → 2022-04-22
    Cetera Wealth Services, Llc
    Sarasota, FL
  • 2019-02-14 → 2022-04-20
    Retirement Money Management
    Sarasota, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-02
  • S66 Uniform Combined State Law Examination
    2018-05-02
Designations

View on SEC IAPD

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BASE WEALTH MANAGEMENT
RETIREMENT MONEY MANAGEMENT

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CHRISTOPHER D'ANDREA
LARRY J WOODRUFF

Other Offices

CPA INVESTMENT SOLUTIONS, INC. · SARASOTA, FL
EDWARD JONES · Lakewood Ranch, FL
HENDRICKS WEALTH AND ESTATE MANAGEMENT · Lakewood Ranch, FL
OSAIC WEALTH, INC. · SARASOTA, FL
ACCURATE WEALTH MANAGEMENT, LLC · Sarasota, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Lakewood Ranch, FL
BASE WEALTH MANAGEMENT · LAKEWOOD RANCH, FL
EDWARD JONES · LAKEWOOD RANCH, FL

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