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Current Employers
Oak Harvest Investment Services

920 Memorial City Way Suite 150, Houston, TX 77024 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-03-07
  • TX RA
    APPROVED
    Since 2022-03-07

Branch Locations

920 Memorial City Way Suite 150, Houston, TX 77024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vanguard Inc Charlotte NC 06/2017 09/2020
Diversify, Inc. Sandy UT 01/2016 05/2017
Utah Valley University Orem UT 08/2015 04/2017
Vipkid Fort Mill SC 09/2019 08/2020
Merrill Lynch Houston TX 09/2020 02/2022
Bank Of America, N.A. Houston TX 09/2021 Present
Oak Harvest Financial Group Houston TX 02/2022 Present
Oak Harvest Investment Services Houston TX 02/2022 Present
  • 06/2017 → 09/2020
    Vanguard Inc
    Charlotte, NC
  • 01/2016 → 05/2017
    Diversify, Inc.
    Sandy, UT
  • 08/2015 → 04/2017
    Utah Valley University
    Orem, UT
  • 09/2019 → 08/2020
    Vipkid
    Fort Mill, SC
  • 09/2020 → 02/2022
    Merrill Lynch
    Houston, TX
  • 09/2021 → Present
    Bank Of America, N.A.
    Houston, TX
  • 02/2022 → Present
    Oak Harvest Financial Group
    Houston, TX
  • 02/2022 → Present
    Houston, TX
Previous Registrations
Other Businesses

I*134805 For profit or not for profit: For-Profit Organization Name of outside business organization: UNTD Energy Investment related: N Address of business Lehi, Utah 84043 Nature of business: Corporation, Position, title, association: Part-Time, Start date of relationship: 12/12/2020 Number of hours devoted: 40 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Selling Solar Panels to customers. Knocking doors to find customers. I sell residential solar systems.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-23
S63 Uniform Securities Agent State Law Examination 2017-07-26
  • S66 Uniform Combined State Law Examination
    2019-09-23
  • S63 Uniform Securities Agent State Law Examination
    2017-07-26
Designations
Other Names
  • Dustin John Humrich
  • Dustin Humrich

View on SEC IAPD

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