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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-12 |
| NJ | RA | APPROVED | 2021-06-09 |
Branch Locations
163 Burlington Path Rd Ste E, Cream Ridge, NJ 08514 • United States
Allentown, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Paychex | Piscataway | NJ | 01/2015 | 07/2021 |
| Paychex Securities Corporation | Rochester | NY | 05/2021 | 07/2021 |
| Paychex Inc | Rochester | NY | 03/2015 | 06/2017 |
| Ameriprise Financial Services, Llc | Cream Ridge | NJ | 05/2021 | Present |
Real Estate Ownership; Single Family; 1802 Ravens Crest Drive, , Plainsboro, NJ, 8536; Not Investment-Related; 06/15/2021. Business Ownership; J Schmidt LLC; Owner; Manage Ameriprise Business; 163 Burlington Path Road, Suite E., , Cream Ridge, NJ, 08514; Investment-Related; 09/07/2021; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-22 |
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