Michael Pergola

888 Boylston Street Suite 800, Boston, MA 02199 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2021-11-10

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Providence	RI	06/2018	03/2020
Morgan Stanley	New York	NY	07/2017	11/2017
Fordham University	Bronx	NY	05/2015	05/2018
Bank Of America, N.A.	Providence	RI	09/2018	03/2020
Alight Solutions	Lincolnshire	IL	04/2021	10/2021
Checks & Balances, Inc.	Manassas	VA	04/2020	05/2020
Naukabout Brewing, Llc	Osterville	MA	07/2020	08/2020
Robert Half Inc	Boston	MA	08/2020	03/2021
Alight Financial Solutions	Charlotte	NC	04/2021	10/2021
Unemployed	Norfolk	MA	05/2020	07/2020
Unemployed	Norfolk	MA	03/2020	04/2020
Natixis Distribution, Llc	Boston	MA	10/2021	Present
Natixis Advisors, Llc	Boston	MA	10/2021	Present

06/2018 → 03/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Providence, RI
07/2017 → 11/2017

Morgan Stanley

New York, NY
05/2015 → 05/2018

Fordham University

Bronx, NY
09/2018 → 03/2020

Bank Of America, N.A.

Providence, RI
04/2021 → 10/2021

Alight Solutions

Lincolnshire, IL
04/2020 → 05/2020

Checks & Balances, Inc.

Manassas, VA
07/2020 → 08/2020

Naukabout Brewing, Llc

Osterville, MA
08/2020 → 03/2021

Robert Half Inc

Boston, MA
04/2021 → 10/2021

Alight Financial Solutions

Charlotte, NC
05/2020 → 07/2020

Unemployed

Norfolk, MA
03/2020 → 04/2020

Unemployed

Norfolk, MA
10/2021 → Present

Natixis Distribution, Llc

Boston, MA
10/2021 → Present

Natixis Advisors, Llc

Boston, MA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-09-21

Other Firms