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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-03-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Hudson | OH | 06/2017 | 04/2018 |
| Swedish Match North America | Pittsburgh | PA | 03/2012 | 06/2017 |
| Raymond James Financial Services, Inc. | Hudson | OH | 04/2018 | 11/2018 |
| Raymond James Financial Services, Inc. | Ravenna | OH | 11/2018 | Present |
| Raymond James Financial Services Advisors, Inc. | Ravenna | AZ | 03/2022 | Present |
Name of Business : Wentz Financial Group Address: 250 W Main St,Ravenna, OH Nature of the Business: Support Company/DBA (Non-Owner) Position/Title: Employee Investment Related:No Start Date: 11/09/2017 Hours per month devoted to this business: 160 Hours per month devoted to this business during trading hours: 130 Description of duties: Financial Representative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-17 |
| S63 | Uniform Securities Agent State Law Examination | 2019-02-12 |
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