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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2022-08-16
  • KS RA
    APPROVED
    Since 2022-08-16

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Shawnee, KS • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Shawnee Mission KS 05/2017 05/2021
Gtm Sportswear, A Hanesbrandsinc. Company Manhattan KS 09/2009 10/2020
Lpl Financial Llc Fort Mill SC 05/2021 Present
  • 05/2017 → 05/2021
    Waddell & Reed, Inc
    Shawnee Mission, KS
  • 09/2009 → 10/2020
    Gtm Sportswear, A Hanesbrandsinc. Company
    Manhattan, KS
  • 05/2021 → Present
    Fort Mill, SC
Previous Registrations
  • 2019-06-05 → 2021-09-15
    Waddell & Reed
    Overland Park, KS
    Overland Park, KS
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-31
  • S66 Uniform Combined State Law Examination
    2019-05-31
Other Names
  • Brian James Okonski

View on SEC IAPD

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