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Frederick David Docous

Synthesis Capital Group

Fairfield, CT

Saratoga Springs, NY

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Current Employers
Synthesis Capital Group

Fairfield, CT • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-05-18
NY RA APPROVED 2026-05-18
  • CT RA
    APPROVED
    Since 2026-05-18
  • NY RA
    APPROVED
    Since 2026-05-18

Branch Locations

Fairfield, CT • United States

18 Division St. Suite 303, Saratoga Springs, NY 12866 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Synthesis Capital Group Saratoga Springs NY 03/2026 Present
Synthesis Capital Group Saratoga Springs NY 03/2026 Present
Suny University At Albany Albany NY 08/2014 05/2018
Unemployed Glenmont NY 08/2018 01/2019
Axa Advisors Llc New York NY 05/2017 08/2017
Axa Advisors Llc New York NY 01/2019 06/2020
Equitable Advisors, Llc Clifton Park NY 01/2019 03/2026
  • 03/2026 → Present
    Synthesis Capital Group
    Saratoga Springs, NY
  • 03/2026 → Present
    Synthesis Capital Group
    Saratoga Springs, NY
  • 08/2014 → 05/2018
    Suny University At Albany
    Albany, NY
  • 08/2018 → 01/2019
    Unemployed
    Glenmont, NY
  • 05/2017 → 08/2017
    Axa Advisors Llc
    New York, NY
  • 01/2019 → 06/2020
    Axa Advisors Llc
    New York, NY
  • 01/2019 → 03/2026
    Equitable Advisors, Llc
    Clifton Park, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-22
  • S66 Uniform Combined State Law Examination
    2019-02-22

View on SEC IAPD

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