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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-01-26
TX RA APPROVED 2023-01-26
  • MD RA
    APPROVED
    Since 2023-01-26
  • TX RA
    APPROVED
    Since 2023-01-26

Branch Locations

650 S Exeter St Floor 09, Baltimore, MD 21202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Philadelphia PA 07/2019 09/2021
Jpmorgan Chase Bank, N.A. Philadelphia PA 07/2019 09/2021
Academy Financial Advisors Lutherville MD 06/2017 08/2017
Jpmorgan Chase Bank, N.A. Philadelphia PA 05/2018 08/2018
University Of Pennsylvania Philadelphia PA 08/2015 05/2019
Unemployed Fallston MD 06/2019 06/2019
Lincoln Financial Advisors Corporation Lutherville MD 05/2017 10/2017
Jpmorgan Chase Bank Na Baltimore MD 10/2021 Present
Jpmorgan Securities Llc Baltimore MD 10/2021 Present
  • 07/2019 → 09/2021
    Philadelphia, PA
  • 07/2019 → 09/2021
    Jpmorgan Chase Bank, N.A.
    Philadelphia, PA
  • 06/2017 → 08/2017
    Academy Financial Advisors
    Lutherville, MD
  • 05/2018 → 08/2018
    Jpmorgan Chase Bank, N.A.
    Philadelphia, PA
  • 08/2015 → 05/2019
    University Of Pennsylvania
    Philadelphia, PA
  • 06/2019 → 06/2019
    Unemployed
    Fallston, MD
  • 05/2017 → 10/2017
    Lincoln Financial Advisors Corporation
    Lutherville, MD
  • 10/2021 → Present
    Jpmorgan Chase Bank Na
    Baltimore, MD
  • 10/2021 → Present
    Jpmorgan Securities Llc
    Baltimore, MD
Other Businesses

Entity Name: Association for Corporate Growth, Maryland Chapter Investment related: No "Address: 227 W. Monroe Street Suite 2100 Chicago, IL 60606" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 08/25/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: ACG is a network for middle-market M&A dealmakers and business leaders. I am serving as a board member on the NextGen committee. This committee's goal is to bring together young professionals in the area and foster corporate growth in the region. This role is not similar to my role at the firm, nor does it have any connection to JPMC. It only supports the financial services industry by bringing players together.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-01-26
S63 Uniform Securities Agent State Law Examination 2019-09-16
  • S65 Uniform Investment Adviser Law Examination
    2023-01-26
  • S63 Uniform Securities Agent State Law Examination
    2019-09-16
Other Names
  • Timothy Gavin Barger

View on SEC IAPD

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