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Harry Albertson Phinney

Capital Client Group, Inc.

Los Angeles, CA

Playa Del Rey, CA

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-04-18
  • CA RA
    APPROVED
    Since 2024-04-18

Branch Locations

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Playa Del Rey, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Funds Los Angeles CA 05/2017 Present
Mackay Shields New York NY 08/2014 04/2017
  • 05/2017 → Present
    American Funds
    Los Angeles, CA
  • 08/2014 → 04/2017
    Mackay Shields
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-16
S63 Uniform Securities Agent State Law Examination 2018-06-26
  • S65 Uniform Investment Adviser Law Examination
    2024-04-16
  • S63 Uniform Securities Agent State Law Examination
    2018-06-26
Other Names
  • Hap Phinney

View on SEC IAPD

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