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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2018-11-13
  • MO RA
    APPROVED
    Since 2018-11-13

Branch Locations

2305-A South Blackman Road Suite 300, Springfield, MO 65809 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Miller & Associates Cpas And Advisors Springfield MO 06/2017 Present
Miller & Associates Investment Services Springfield MO 06/2017 Present
Ernie Biggs Piano Bar Springfield MO 01/2004 05/2017
Cetera Financial Specialists Llc Schaumburg IL 08/2017 10/2018
Cetera Investment Advisers Llc Schaumburg IL 11/2018 Present
Cetera Financial Specialists Llc Schaumburg IL 10/2018 Present
  • 06/2017 → Present
    Miller & Associates Cpas And Advisors
    Springfield, MO
  • 06/2017 → Present
    Miller & Associates Investment Services
    Springfield, MO
  • 01/2004 → 05/2017
    Ernie Biggs Piano Bar
    Springfield, MO
  • 08/2017 → 10/2018
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 11/2018 → Present
    Schaumburg, IL
  • 10/2018 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
Other Businesses

1)MILLER & ASSOCIATES INVESTMENT SERVICES, INVESTMENT RELATED, SAME ADDRESS AS REGISTERED LOCATION, DBA FOR INVESTMENT BUSINESS, START 6/2017, OFFER FIXED INSURANCE TO CLIENTS, 40H/WEEK. 2)MILLER & ASSOCIATES CPAS AND ADVISORS, LLC, NOT INVESTMENT RELATED, SAME ADDRESS AS REGISTERED LOCATION, ADMINISTRATIVE ASSISTANCE IN TAX/CPA FIRM WHICH PROVIDES ACCOUNTING/TAX SERVICE TO SMALL AND MID-SIZE BUSINESSES AND INDIVIDUALS, SINCE 6/2017, 40H/WEEK. 3) NAME OF OTHER BUSINESS: CART PATH ONLY LLC INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: INVESTMENT CLUB ; START DATE: 092020 ; POSITION/TITLE/RELATIONSHIP: TREASURER ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: KEEP THE BOOKS ;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-10-04
S63 Uniform Securities Agent State Law Examination 2018-06-14
  • S65 Uniform Investment Adviser Law Examination
    2018-10-04
  • S63 Uniform Securities Agent State Law Examination
    2018-06-14
Other Names
  • William Wayne Miller

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