Y Samuel Shih

21300 Victory Blvd Suite 855, Woodland Hills, CA 91367 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-01-09

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	San Diego	CA	06/2019	12/2019
Konnect Resources Llc	Santa Fe Springs	CA	08/2018	03/2019
Unemployed	Fullerton	CA	03/2019	06/2019
Biola University	La Mirada	CA	08/2014	05/2018
Ubs Financial Services	Irvine	CA	07/2017	08/2017
Unemployed	Fullerton	CA	04/2018	08/2018
Bank Of America, N.A.	San Diego	CA	08/2019	12/2019
Unemployed	Fullerton	CA	01/2020	08/2021
Oder Investment Managament, Llc	Woodland Hills	CA	09/2021	Present

06/2019 → 12/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Diego, CA
08/2018 → 03/2019

Konnect Resources Llc

Santa Fe Springs, CA
03/2019 → 06/2019

Unemployed

Fullerton, CA
08/2014 → 05/2018

Biola University

La Mirada, CA
07/2017 → 08/2017

Ubs Financial Services

Irvine, CA
04/2018 → 08/2018

Unemployed

Fullerton, CA
08/2019 → 12/2019

Bank Of America, N.A.

San Diego, CA
01/2020 → 08/2021

Unemployed

Fullerton, CA
09/2021 → Present

Oder Investment Managament, Llc

Woodland Hills, CA

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-05-04
S63	Uniform Securities Agent State Law Examination	2020-03-17

Other Firms