Best Investors Account Sign in

Rodney Tyron Brown

Wells Fargo Clearing Services, LLC

Charlotte, NC

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-01-08
  • NC RA
    APPROVED
    Since 2025-01-08

Branch Locations

1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Financial Charlotte NC 06/2017 12/2018
The Home Depot Matthews NC 02/2002 05/2017
New York Life Insurance Company Charlotte NC 12/2018 04/2021
Nylife Securities Llc Charlotte NC 02/2019 04/2021
Fidelity Investments Charlotte NC 05/2021 Present
Wells Fargo Clearing Services Charlotte NC 10/2024 Present
  • 06/2017 → 12/2018
    First Command Financial
    Charlotte, NC
  • 02/2002 → 05/2017
    The Home Depot
    Matthews, NC
  • 12/2018 → 04/2021
    New York Life Insurance Company
    Charlotte, NC
  • 02/2019 → 04/2021
    Nylife Securities Llc
    Charlotte, NC
  • 05/2021 → Present
    Fidelity Investments
    Charlotte, NC
  • 10/2024 → Present
    Wells Fargo Clearing Services
    Charlotte, NC
Previous Registrations
  • 2021-10-18 → 2024-11-06
    Fidelity Personal And Workplace Advisors
    Mint Hill, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-07
S63 Uniform Securities Agent State Law Examination 2019-03-23
  • S66 Uniform Combined State Law Examination
    2021-10-07
  • S63 Uniform Securities Agent State Law Examination
    2019-03-23

View on SEC IAPD

Other Firms

FIRST TRYON ADVISORS
MUIRFIELD WEALTH ADVISORS LLC
MAI CAPITAL MANAGEMENT, LLC
LPL FINANCIAL LLC
ARKADIOS WEALTH ADVISORS
MODERA WEALTH MANAGEMENT, LLC
TLG ADVISORS, INC.
CAPITALA PRIVATE ADVISORS, LLC

Other Investors

JOSHUA REESE BAILEY
PHILIP REESE BAILEY
MICHELE V STUTTS
BRANDON RICHARD PHILLIPS
BERT DEEMS MAY
LEILA TARATUS EVANS
Lindie Rheeder
Emily Ruth Johnson

Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
TLG ADVISORS, INC. · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC

More in Charlotte, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor