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Nicholas Don Starkweather

Fisher Investments

Plano, TX

Plano, TX

CRD 6806661

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-21
  • TX RA
    APPROVED
    Since 2021-01-21

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

6500 International Parkway Suite 2050, Plano, TX 75093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hunt Oil Company Dallas TX 11/2019 12/2020
Lsu Baton Rouge LA 08/2018 10/2019
Newk'S Eatery Baton Rouge LA 02/2016 08/2018
Fisher Investments Plano TX 01/2021 Present
Arbor Wealth Management Miramar Beach FL 12/2017 01/2018
  • 11/2019 → 12/2020
    Hunt Oil Company
    Dallas, TX
  • 08/2018 → 10/2019
    Lsu
    Baton Rouge, LA
  • 02/2016 → 08/2018
    Newk'S Eatery
    Baton Rouge, LA
  • 01/2021 → Present
    Fisher Investments
    Plano, TX
  • 12/2017 → 01/2018
    Arbor Wealth Management
    Miramar Beach, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-01-08
  • S65 Uniform Investment Adviser Law Examination
    2021-01-08

View on SEC IAPD

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