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Brendan William Lloyd

Morgan Stanley

Washington, DC

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2021-11-02
TX RA APPROVED_RES 2021-10-08
  • DC RA
    APPROVED
    Since 2021-11-02
  • TX RA
    APPROVED_RES
    Since 2021-10-08

Branch Locations

1747 Pennsylvania Ave Nw Ste 900, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Washington DC 05/2017 01/2020
Iqbg Inc. Mclean VA 08/2016 05/2017
Ralph Lauren Corporation Princeton NJ 05/2016 12/2016
Ubs Financial Services Inc. Washington DC 01/2020 10/2021
Morgan Stanley Smith Barney Llc Washington DC 10/2021 Present
  • 05/2017 → 01/2020
    Janney Montgomery Scott Llc
    Washington, DC
  • 08/2016 → 05/2017
    Iqbg Inc.
    Mclean, VA
  • 05/2016 → 12/2016
    Ralph Lauren Corporation
    Princeton, NJ
  • 01/2020 → 10/2021
    Ubs Financial Services Inc.
    Washington, DC
  • 10/2021 → Present
    Morgan Stanley Smith Barney Llc
    Washington, DC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-19
  • S66 Uniform Combined State Law Examination
    2017-12-19
Other Names
  • Brendan William Lloyd
  • Brendan W Lloyd

View on SEC IAPD

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Other Offices

BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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